Derivatives Payoffs in 8 Diagrams
Options payoffs are tested across nearly every finance exam — ICWIM Chapter 3, CFA Level 1, CISI Diploma Unit 4, and dedicated derivatives papers. The payoffs themselves are simple geometry once you've seen them. This guide visualises the 8 most-tested positions with formulas, break-evens, and the exam traps for each.
1. Long Call
You buy a call option for premium p, with strike K. If at expiry the underlying is above K, you exercise and pocket the difference. If below, the option expires worthless and you lose only the premium.
2. Long Put
You buy a put option for premium p, with strike K. If the underlying falls below K by expiry, you exercise (sell at K, buy back at the low spot). If it stays above, the put expires worthless.
3. Short Call (Naked)
You sell (write) a call option, collecting premium p upfront. If the underlying stays below K, the option expires worthless and you keep p. If it rises above K, your losses are theoretically unlimited.
4. Short Put
You sell a put option, collecting premium p. If the underlying stays above K, you keep p. If it falls below K, you're obliged to buy at K — losses grow as spot falls (capped only when spot reaches zero).
5. Covered Call
You own the underlying AND write a call against it. You collect the premium p and cap your upside at K. The strategy generates income from stocks you'd be willing to sell at K anyway.
6. Protective Put
You own the underlying AND buy a put option as insurance. You pay premium p for downside protection at strike K. The combination behaves like a long call with full upside but capped downside.
7. Long Straddle
You buy a call AND a put at the same strike K. You profit if the underlying moves significantly in either direction. Used when expecting volatility but unsure of direction (around earnings, central-bank announcements).
8. Bull Call Spread
You buy a lower-strike call (K1) AND sell a higher-strike call (K2). Profit is capped between strikes, loss capped at net premium paid. Lower cost than a single long call, but you give up the upside beyond K2.
Put-call parity (essential formula)
For European options on a non-dividend-paying stock:
Where C = call price, P = put price, K = strike, T = time to expiry, r = risk-free rate, S0 = current spot.
This identity lets you derive synthetic positions. For example, a protective put (S0 + P) equals a long call plus risk-free bond (C + Ke-rT) — which is why the protective put payoff looks like a long call.
Most-tested exam traps
| Confusion | The fix |
|---|---|
| Confusing payoff with profit | Payoff = value at expiry. Profit = payoff − initial cost (premium). Most exam questions ask about PROFIT. |
| Mixing "long" and "short" terminology | Long = bought. Short = sold/wrote. Long call ≠ long stock. Long call + short stock IS sometimes a synthetic position. |
| Covered call vs naked call | Covered = you own the underlying (max loss limited). Naked = you don't (theoretically unlimited loss). |
| Bull spread direction | Bull = profits as price RISES. Done with calls (buy lower / sell higher) OR puts (sell higher / buy lower). Reverse for bear. |
| Straddle vs strangle | Straddle = same strike. Strangle = different strikes (call higher, put lower). Strangle is cheaper but needs a bigger move to profit. |
| Forward vs futures | Forwards = OTC, bespoke, no daily margining. Futures = exchange-traded, standardised, daily margining (mark-to-market). |
| American vs European | American = exercisable any time before expiry. European = only at expiry. American calls on non-dividend stocks behave like European (never optimal to early-exercise). |
Drill these in the ICWIM Q bank
icwim.com's ICWIM Ch 3 (Asset Classes & Markets) has 83+ practice questions, many testing exactly these payoff scenarios. Plus the Calculation Drill mode focuses just on the maths.
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- ESG investing for finance candidates — the other "expanding-syllabus" topic